compliance

AML: Past, Present and Future – Part III

This is the third installment in a 3 part series. The first installment provides a short background on anti-money laundering. The second installment examines common AML problems faced by financial institutions today. In this installment, we introduce an approach that…
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“Comply, you must comply!” – How Nordea Bank deals with regulatory compliance

Regulatory compliance, like death and taxes, is something that is mandatory and the cost of doing business in the financial services industry. In fact, the only thing that’s guaranteed is that the rate of regulatory change will only continue to…
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Credit Cards and Big Data: The Challenge of PCI Compliance

As the requirements of an increasing variety of risk, conduct, transparency, and technology standards grow to exabyte scale, financial services firms and regulatory agencies are struggling with new compliance challenges, particularly as they relate to balancing data administration cost and…
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