financial services

AML: Past, Present and Future – Part III

This is the third installment in a 3 part series. The first installment provides a short background on anti-money laundering. The second installment examines common AML problems faced by financial institutions today. In this installment, we introduce an approach that…
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Cross-Functional Trade Surveillance

The Keystone to a Holistic Trade Surveillance Strategy Criminals don’t refer to a playbook of best practices to execute a crime. They are creative in their thinking and collaborative in their efforts (including with parties who may not know they…
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“Comply, you must comply!” – How Nordea Bank deals with regulatory compliance

Regulatory compliance, like death and taxes, is something that is mandatory and the cost of doing business in the financial services industry. In fact, the only thing that’s guaranteed is that the rate of regulatory change will only continue to…
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Why are we treating Data like a Picasso?

Provenance, Lineage & Chain of Custody The models of Provenance, Lineage and Chain of Custody are used in fine art to determine when a piece was created, the sequence of locations where it was held, how it was touched along the…
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